VAX-D RESEARCH
Prospective
Randomised Controlled Study of VAX-D and TENS for the Treatment of Chronic Low
Back Pain
Eugene
Sherry* MD FRACS Department of
Orthopaedics, Sydney University.
Peter Kitchener** M.B. B.S. FRANZCR
Russell
Smart*** M.B.Ch.B. (Otago)
Low
back pain is one of the most significant medical and socioeconomic problems in
modern society. International guidelines call for evidence-based management for
the pain and disability associated with musculoskeletal disorders.
The purpose of this randomised controlled trial is to address the
question of efficacy and appropriateness of VAX-D (Vertebral Axial
Decompression) Therapy, a new technology that has been shown in clinical
research to create negative intradiscal pressures, and has been shown to be
effective in treating patients presenting with chronic low back pain (>3
months duration) with associated leg pain.
Successful outcome was defined as a 50% reduction in pain utilising a
10cm Visual Analogue Pain Scale and an improvement in the level of functioning
as measured by patient-nominated disability ratings.
Patients were randomly assigned to VAX-D or to TENS which was used as a
control treatment or placebo. The
TENS treatment demonstrated a success rate of 0% while VAX-D demonstrated a
success rate of 68.4% (P<0.001). A statistically significant reduction in
pain and improvement in functional outcome was obtained in patients with chronic
low back pain treated with VAX-D. (Neurol
Res 2001; 23:780-784)
Introduction
Low back pain is a major cause of disability in today’s society. According to
the National Health and Medical Research Council (NHMRC), each year
approximately 600,000 Australians present with low back pain as a recent
illness. Although a high percentage of patients with acute low back pain recover
within 4-6 weeks, a significant number of patients suffer from recurrences. Von
Korff has studied the natural history and found that approximately 60% will have
recurrences. (1) In a study of back pain in primary care, Von Korff and Saunders
found that 60% to 75% improve in the first month, 33% report intermittent or
persistent pain at year one, and 20% of patients describe substantial
limitations at this time. (2) Klenerman et al
demonstrated that 7.3% of individuals with acute low back pain who had not
recovered by two months still reported high levels of pain and disability at
twelve months after onset. (3) Chronic low back pain is increasing faster than
any other disability, and 5-7% of the population will report their back problems
as being a chronic illness. Fifty percent of work loss caused by back pain is
accounted for by duration of disability for longer than 4 weeks. In Australia
chronic low back pain affects more than 1,900,000 individuals and costs
Australia more than 10 billion dollars each year.
International
guidelines call for evidence-based management for the pain and disability
associated with musculoskeletal disorders. Today's primary care practitioners
have a comprehensive responsibility in the management of their patient’s low
back conditions, and they must be aware that recurrences after the presenting
episode are likely. The literature suggests that for those who have not
recovered by two months, management efforts should begin. (4)
Acute disc injury and discogenic
pain is one of the primary processes leading to low back pain and lumbar
radiculopathy, although the pathophysiologic mechanisms are still not well
understood. It is believed that increases in disc pressures resulting from heavy
lifting, vibrational and postural forces etc. are important factors in the
pathogenesis of low back pain. The effects of disc hydraulics in herniations or
protrusions may cause a mechanical deformation of the nerve roots and a
compression-induced impairment of the vasculature. In addition, it has been
found that the biochemical properties of the nucleus pulposus may induce a toxic
or inflammatory reaction in the nerve root.
There
have been many studies indicating that the disc and its associated pathology are
identified as a primary cause of low back pain and lumbar radiculopathy. Hirsch
stimulated various lumbar tissues in awake patients with the use of carefully
placed needles. (5) Stimulation of the posterior portion of the annulus produced
low back pain in many individuals. Furthermore, he was able to eliminate the
pain by the injection of a minute volume of local anaesthetic into the annulus.
Smythe and Wright placed nylon threads into various lumbar tissues while
performing lumbar spinal operations. (6) During the postoperative period, they
pulled on the threads and asked the patients to describe the location of any
pain produced. The annulus fibrosus was the most common site of low back pain,
and the compressed nerve root was responsible for sciatic pain. Tension placed
on a normal nerve root resulted in no pain.
Falconer
and associates published their observations made during exploration of the
lumbar spine under local anaesthesia. (7) Murphy reported similar results in his
small series of surgical cases. (8) Both authors concluded that the annulus and
nerve root were the pain generating tissues. Wiberg in 1950, operating on 200
patients using local anaesthesia of the skin and muscles only, reported that
pain emanated from the disc. (9) Kublisch operated on 193 patients using local
anaesthesia and drew certain conclusions about the likely origin of back and leg
pain. (10) Sciatica could only be produced by stimulation of a swollen,
stretched, or compressed nerve root. Back pain was produced in the majority of
cases by stimulating the outer layer of annulus fibrosus and the posterior
longitudinal ligament.
If
the disc is a major source of low back pain then applying specific target
therapy for the treatment of disc pathology should improve patient outcomes.
VAX-D is a primary, non-surgical treatment for the management of patients
with disabling low-back pain and neurological symptoms associated with herniated
and degenerative disc disease. Research has shown that the VAX-D table is a
decompression device that is capable of reducing intradiscal pressures to
negative levels. (11)
Successful
reduction of intradiscal pressures with VAX-D represents a technological advance
that should provide a means of addressing compressive disc pathology.
Creating negative intradiscal pressure is likely to affect both the
biomechanical and biochemical causes of discogenic pain.
Patients suffering from discogenic pain and/or associated sciatic pain
are seeking conservative treatment without the risks associated with injections
and surgical procedures.
VAX-D
incorporates advanced technology that permits the application of distractive
tensions without eliciting reflex muscle guarding. Conventional traction devices
have not demonstrated this ability or the ability to reduce intradiscal
pressures to negative levels. Studies published in the medical literature report
that intradiscal pressure either remains unchanged or increases during traction.
(12) It has also been demonstrated that paraspinal muscles are not able to fully
relax during conventional traction.
The
beneficial effects of VAX-D decompression in the relief of peripheral nerve
dysfunction has been previously reported in the literature, (13) and a
multi-center outcome study reported that VAX-D treatment was successful in 71%
of the 778 cases studied. (14).
This
study was designed to evaluate the effect of VAX-D on chronic low back pain.
Material and Methods
In
association with Quintiles, the world's largest health care consultancy
organisation for data analysis in clinical trials, a protocol was developed and
then approved by the Human Research Ethics Committee at the University of
Wollongong, New South Wales, Australia.
It
was predetermined that the treatment would be considered a success if the
patient attained a fifty percent (50%) decrease in pain, numerically on the
Visual Analogue Scale (VAS). Absolute changes in pain score determined by VAS
over time were analysed with repeated measures analysis of variance and t-test.
In addition, improvements in disability were recorded on a patient nominated
disability rating. Any level of improvement in disability was acceptable. The
instruments for determination of these outcomes were supplied by the National
Musculoskeletal Initiative of Australia. The study itself was to be conducted in
the medical clinics of the VAX-D Spinal Institute and so to prevent bias in the
data collection Quintiles were engaged to collect and analyse the data. TENS was
selected as an appropriate placebo treatment as a means of establishing a
plausible but (probably) ineffective control for an unblinded treatment.
Through advertisement in local papers forty-four patients with chronic low back
pain greater than 3 months in duration, with associated leg pain, and a
confirmed disc protrusion or herniation on CT Scan or MRI were selected and
randomised into the two treatment methods, either VAX-D or TENS. The patients
were randomised in sequential order and treatments were determined by a
predefined central randomisation list.
The average duration of pain in the patient population was 7.3 years. The conditions for receiving either treatment including travelling to and from the clinic and duration of therapy were designed to be the same for both populations. Inclusion criteria for the study were: age 18-65 years; a minimum VAS score of 2; candidates must live within 45 minutes of the clinic location; capable of thoroughly understanding the information given and following protocol. All candidates signed an informed consent form.
Exclusion criteria were: osseous stenosis; unstable spine (bilateral pars defect or Spondylolisthesis of Grade II or greater); spinal surgical implants; shoulder problems which prevent compliance with VAX-D therapy; spinal pain due to tumor, infection, or inflammatory disease; pregnancy; and previous VAX-D therapy.
Patients
randomised to VAX-D were treated according to the manufacturer's protocol.
Patients lie on the split table device in a prone position. VAX-D utilises
handgrips that the patient grasps with arms extended above the head to stabilise
(restrain) the shoulder girdle and upper body. This is thought to be the most
effective means of assuring that tensions applied to the pelvis are transmitted
accurately along the linear axis of the spinal column during the procedure. The
fact that the patient may release at any time during the treatment provides an
important safety factor. A special harness designed to apply forces primarily to
the lateral pelvic alae is fitted and tightened around the patient. The pelvic
harness is connected to a tensionometer at the caudal end of the table. The
function of the tensionometer is to provide constant feedback to the programmed
logic control and operating system. During the VAX-D session a continuous chart
recording is generated plotting the controlled time/energy progress of the
entire procedure.
|
Table
1: Demographic data Characteristic
Statistic
All
VAX-D
TENS No
of Patients
n
44
22
22 Age
(years)
Mean
42
41
43
Range
22-57
27-57
27-55 Sex Female
n
21
11
10 Male
n
23
11
12 Race
White
n
40
20
20
Asian
n
4
2
2 Chronicity
Yrs of Pain
Mean
7.3
8.4
6.2
Range
0.25-30
0.25-30
0.5-28 |
Tensions
are applied to the lumbar spine in a cyclic fashion from the baseline tension up
to the therapeutic range of fifty to ninety-five pounds. Each treatment session
is thirty minutes in length and is comprised of fifteen cycles of decompression
alternating with relaxation. Each decompression and relaxation phase may be
individually varied as suitable for the particular treatment parameters.
A chart recorder prints the time energy curve for each decompression-relaxation
cycle. This affords the technician a means of monitoring and adjusting the
decompression process. Patients received VAX-D therapy five times per week for
four weeks and then once per week for four weeks in accordance with protocol.
All VAX-D treatments were administered by certified VAX-D technicians at four
clinics in the Sydney area.
Patients
randomised to TENS therapy received treatment at one of the four clinics.
Electrodes were placed according to the manufacturer's protocol. Patients lay
prone on a treatment table and received TENS for thirty minutes daily for twenty
days then once a week for four weeks. All patients receiving TENS were monitored
by a technician.
Neither
group received any physical therapy modalities, epidural steroid injections or
other treatments during the trial. Both patient groups were allowed to take
non-narcotic pain relievers and anti-inflammatory medication if necessary.
A 10-cm Visual Analogue Scale (VAS) for pain and a four-point disability rating
scale were used to assess patient response. The level of pain on the VAS was
recorded on a 10cm line marked at one end ‘No Pain’ and marked at the other
end ‘The Worst Pain Imaginable’. The written instruction to the patient was
to ‘please place a mark on the line below to indicate your current level of
pain’. The self-nominated disability rating scale required patients to list
the four activities that were most affected by their low back pain. These were
scored according to the following criteria: 1 = cannot do at all; 2 = can do but
severely limited; 3 = can do but slightly limited, 4 = can do without
limitation.
Data
was collected at the initiation of the study prior to randomization and at the
end of the eight week treatment period in a separate interview. Success was
defined as (equal to or greater
than) a 50% improvement in the patient's pain and any improvement in their
disability rating.
Patients
were free to withdraw from the study on their own volition at anytime. The study
treatment could be terminated prematurely if any of the following events
occurred: patient wished to terminate his/her participation for whatever cause
(two cases); the investigator judged it was in the best interest of the patient
to withdraw (zero cases); the patient was unable to comply with protocol (zero
cases).
The efficacy-evaluable population
used for statistical analysis of efficacy is comprised of all patients who were
randomised to study treatment, received at least 10 study treatments, had
efficacy data recorded after Baseline, and satisfied the inclusion/exclusion
criteria.
The
primary efficacy measure in this study was the proportion of successfully
treated patients in each of the treatment groups. The difference in proportions
of successfully treated patients in each treatment group was tabulated and
compared using Fisher's Exact Test and 95% confidence limits.
Successfully
treated patients were to be followed up at six months to determine whether the
successful outcome was sustained.
Results
Forty-four patients were enrolled into the study. Twenty-two were randomised to
each of the treatment groups. A summary of demographic characteristics for the
44 enrolled patients is presented in Table 1.
Two
patients (4.5% of 44), Patient 029 and Patient 003, were regarded as having
withdrawn/not completed the study according to the protocol. Patient 029,
randomised to TENS, withdrew due to not wishing to continue and Patient 003,
randomised to VAX-D, withdrew due to treatment no longer being required. No
patients were withdrawn by the investigator. Patients 018 and 034 both
randomised to VAX-D, did not comply with the study criteria and are therefore
excluded from the efficacy-evaluable population. They both had a baseline VAS
score less than 2 but this error of inclusion was not picked up until the
completion of the trial. The efficacy-evaluable population therefore comprised
of 40 patients: 19 patients randomised to VAX-D, 21 randomised to TENS.
A
summary of the data collected at baseline and post-treatment in the efficacy-evaluable
population is presented in Table 2.
Table
2: Efficacy-evaluable population
Characteristic
Statistic
VAX-D
TENS
Number
of Patients
n
19
21 Number
of treatments
Mean
24.1
18.0
Range
18-36
10-24 Baseline
pain (VAS)
Mean
5.99
5.44
Range
2.1-8.7
2.7-8.5 Post
treatment pain (VAS)
Mean
1.85
5.97
Range
0-5.6
1.8-8.5 Decrease
in pain (%)
Mean
69.1
-17.1
Range
11.1-100
-123-33.3 Disability
Rating
Pretreatment
Mean
2.2
2.2
Range
1.5-3
1.75-3 Postreatment
Mean
2.9
2.2
Range
2.0-4.0
1.5-3 Improvement
in disability
Mean
33.8
-2.23 rating
(%)
Range
0-100
-36.4-50.0 Successful
cases
n
13
0
Percent
68.4
0 |
In
the efficacy-evaluable population the proportion of successfully treated
patients was 13 out of 19 patients (68.4%) for the VAX-D treatment group
compared to zero out of 21 (0%) for the TENS treatment group. There was a high
statistically significant treatment group comparison p-value of <0.001. The
95% confidence interval for the difference in proportions of successfully
treated patients, comparing VAX-D with TENS was 47.5% to 89.3%.
In
the VAX-D group all patients recorded some improvement in their pain levels
whereas in the TENS group 13/ 21 recorded an increase in pain.
At
six-month follow-up, of the 13 successful cases, 2 have been lost to follow-up,
1 case suffered a significant other injury and of the remaining 10, seven have
shown sustained success (ie. they still meet the criteria for successful
outcome).
The
results reported for the TENS group were less that that expected for a placebo
control. The negative outcomes may have been due to the fact that the TENS
patients (and the VAX-D patients) had to travel to and attend a medical clinic
five days per week for four weeks, and one day per week for four weeks.
This fact that both treatment groups had to travel to, and attend the
clinic, was necessary to ensure that the only variable between the two groups
was in the type of treatment that they received. The benefits of treatment in
the VAX-D group clearly outweighed the negative effects of travelling, which
became evident in the placebo group.
Discussion
Disc stresses coupled with ongoing increased intradiscal pressures from
mechanical loading may lead to failures in the normal biomechanics of the disc
and progress to degeneration, posterior displacement of the nuclear material,
annular disruptions and herniations. Other causative factors in the course of
disc degeneration are negative diffusion gradients, reduction of the fluid
content of the nucleus pulposus, and abnormal disc metabolism. With positive
disc pressures throughout the day that are above diastolic pressure, the
metabolism of the disc becomes anaerobic thus impeding the normal reparative
healing abilities.
Proteolytic enzymes (matrix metalloproteinases) reside in the disc and have been
implicated in disc degeneration. (15) The matrix metalloproteinases are
regulated by specific inhibitors (TIMPS), cytokines (Interleukin-1) and growth
factors. (16) Spinal loading may interfere with diffusion into the disc by
reducing the gradient across the vertebral endplate. As disc metabolism becomes
anaerobic, there is an accumulation of lactic acid, fall in pH, loss of
chondrocyte and fibroblast function, and activation of the metalloproteinases.
Although
the mechanism of action may not be fully understood the thixotrophic (17)
properties of the nucleus material may facilitate nuclear migration toward the
centre of the disc under negative pressures created by VAX-D.
It has been shown experimentally that elevated lactate levels and low pH in the
disc prohibit disc proteoglycan synthesis and accelerates matrix degeneration
(18).
Destruction
of the proteoglycan matrix and fluid retention properties can lead to a
degenerative cascade with loss of cellular reparative functions and vitality.
The reduction of intradiscal pressures may enhance the diffusion gradient across
the endplate into the avascular disc. It has been postulated that mechanisms
that facilitate oxygen and nutrient uptake in the disc may exert a beneficial
effect on the metabolism and restorative functions.
Successful
reduction of intradiscal pressures with VAX-D therapy represents a technological
advance in lumbar spinal treatment and is likely to affect both the
biomechanical and biochemical causes of discogenic pain. The results from this
study demonstrate that VAX-D is an effective treatment for the management of
patients with chronic low back pain and is significantly superior when compared
to TENS therapy. Analysis of the data demonstrated an attributable success rate
of 68.4% for VAX-D. These findings
are consistent with earlier studies by Gose E, Naguszewski W, Naguszewski R.
(14)
The results of this prospective study demonstrated that VAX-D can achieve a
statistically significant improvement in pain and functional outcome in managing
patients
suffering from disc related chronic low back pain.
Acknowledgments:
Australian National Musculoskeletal Initiative: For advice and instruction on
the use of instruments for the outcome measures used in the present study.
Jane
Ambrose, Biostatistician Quintiles: For statistical analysis of the data.
Disclosure:
Dr Russell Smart is contracted to and a shareholder in VAX-D Australasia Pty
Ltd, a private company that delivers VAX-D service in Australia.
References:
1. Von Korff M. Studying the natural history of back pain. Spine 1994; 19(18
Suppl): 2041S-2046S.
2. Von Korff M., Saunders J. The course of back pain in primary care. Spine
1996; 21: 2833-2837.
4. Bogduk N, Evidence Based Clinical Guidelines for the Management of Acute Low
Back Pain; The National Musculoskeletal Medicine Initiative NHMRC;Nov 1999
5. Hirsch C. An attempt to diagnose the level of disc lesion clinically by disc
puncture. Acta Orthop Scand
1948;18:132-140
6. Smythe MJ. and Wright V. Sciatica and the intervertebral disc. An
experimental study. J Bone
Joint Surg (Am) 1958;40:1401-1418
7. Falconer MA; McGeorge M, Begg AC; Observations on the cause and mechanism of
symptom production in sciatica and low back pain. J Neuro Neurosurg Psychiatry
1948;11:13-26
8. Murphy F. Experience with lumbar disc. Clin Nerurosurg 1973;20:1-8
9. Wiberg G. Back pain in relation to the nerve supply of the intervertebral
disc.
Acta
Orthop Scand 1950;19:211-221
10. Kublisch S, Ulstrom C, Michael C. The Tissue of Low Back Pain and Sciatica:
A Report of Pain Response to Tissue Stimulation During Operations on the Lumbar
Spine Using Local Anesthesia. Orth
Clinics of North Am 1991; 22:181-187
11.
Ramos G, and Martin W. Effects of vertebral axial decompression on intradiscal
pressure. J. Neurosurg 1994; 81:
350-353.
12. Anderson G, Schultz A, Nachemson A. L. Intervertebral Disc Pressures During
Traction. Scand J Rehabil Supp
1983; 9:88-91
13.
Tilaro F, Miskovich D. The Effects of Vertebral Axial Decompression On Nerve
Sensory Dysfunction; Can J of Clinical Medicine 1999 Vol 6 No 1: 2-7
15.
Bogduk N. Clinical Anatomy of the Lumbar Spine and Sacrum. Third Edition.
16. Fujita K, Nakagawa T, Hirabayashi K, Nagai Y. Neutral Proteinases in Human
Intervertebral Disc. Role in Degeneration and Probable Origin. Spine 1993;
18:1766-1773
17. Nachemson A. Elfstrom G. Intravital Dynamic Pressure Measurements in Lumbar
Discs. Scand J. Rehabil
Med (Supp) 1970; 1:4-40
18. Matsui Y, Macda M, Nakagami W, Iwata H. The Involvement of Matrrix
Metalloproteinases and Inflammation
in Lumbar Disc Herniation. Spine 1998; 23:863-69